The Quality Control Analyst role is responsible for end-to-end Quality Assurance (QA) review testing over the BSA/AML & Sanctions Program. Additional responsibilities include the remediation review & validation of issues deriving from regulatory, internal audit and self-assessment exams/reviews and the monitoring, tracking and (internal) reporting of compliance related issues.
Client Details
Our client is a New York City branch of a major financial institution, offering a range of banking and financial services, catering primarily to corporate clients and international businesses. It serves as a key hub for facilitating trade, investment, and financial transactions between globally, providing services such as corporate loans, foreign exchange, and investment banking.
Description
The Quality Control Analyst will be responsible for the following:
- Conduct independent end to end Compliance review testing over AML, Sanctions, KYC, Training & Risk Assessment functions with minimal oversight.
- Develop comprehensive QA work papers describing testing performed and results identified.
- Develop well written QA reports providing root cause of compliance-related observations/findings and industry best practice.
- Support compliance activities and remediation efforts across the organisation. Provide subject matter expertise in compliance QA related activates.
Profile
The Quality Control Analyst should have the following background:
- Bachelor's Degree
- Ability to operate in an independent manner with limited to no supervision is essential; as is the ability to call out operational process deficiencies, challenges and solutions
- Knowledge in Compliance rules and regulations administered by government agencies such as the Federal Reserve Board (FRB), Federal Financial Institutions Examination Council (FFIEC), New York State Department of Financial Services (DFS) and the Office of Foreign Assets Control (OFAC)
- Superior communication, writing and comprehension skills sets
Job Offer
The offer for this successful Quality Control Analyst contains a competitive hourly pay rate plus benefits for the duration of a 6 month contract with opportunity to extend.
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.