Auditor - Consumer & Compliance

Company:  Regions Bank
Location: Birmingham
Closing Date: 27/10/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions’ Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.Job Description:At Regions, the Auditor performs internal audit activities in accordance with the Standards for the Professional Practice of Internal Auditing (SPPIA).Primary ResponsibilitiesAssists in the development of the audit engagement plan, such as identifying and assessing riskPerforms audit engagements according to the internal audit methodology with limited supervisionCreates workpapers that meet the audit evidence requirements with limited supervisionDrafts audit issues using established criteria in the internal audit methodologyIdentifies process improvements for the business based on understanding and analysis of process flows/operationsThis position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.RequirementsBachelor's degree in Accounting, Finance, or related fieldTwo (2) years of experience in internal audit, external audit, banking, or risk management/compliancePreferencesProfessional certification or progression towards one, preferably CPA, CIA, CISA, CFSA, CRCM, CFE, CRP, CAMS, CFIRS, CISSP, or CBASkills and CompetenciesAbility to listen actively and ask questions as required to validate understandingAbility to identify the appropriate level, timing, and type of communications for different audiencesProficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)Strong time management and prioritization skillsStrong verbal, written communication, and organizational skillsStrong work ethic and self-motivationThe Consumer & Compliance Auditor will seek a thorough understanding of processes related to consumer/mortgage loans, deposit products and services, regulatory compliance (specifically consumer protections laws and regulations), and branch and product delivery. They will utilize their knowledge of audit fundamentals and financial services risks/controls to challenge and test the business process control design to ensure Regions achieves objectives.Previous experience auditing the following areas, along with experience in the development and utilization of data analytics in audit work to test related business risks, is preferred. Experience with financial controls and SOX also preferred.Mortgage/consumer loan origination and servicing;Deposit products and operations;Branch and product delivery channels; and/orRegulatory compliance.This position may be filled at a higher level depending on the candidate’s qualifications and relevant experience.Position TypeFull timeCompensation DetailsPay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.Job Range Target:Minimum:$61,649.20 USDMedian:$83,180.00 USDIncentive Pay Plans:This job is not incentive eligible.Benefits InformationRegions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. ( Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.Paid Vacation/Sick Time401K with Company MatchMedical, Dental and Vision BenefitsDisability BenefitsHealth Savings AccountFlexible Spending AccountLife InsuranceParental LeaveEmployee Assistance ProgramAssociate Volunteer ProgramPlease note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions’ benefits, please click or copy the link below to your browser. DetailsRiverchase Complex North BuildingLocation:Hoover, AlabamaBring Your Whole Self to WorkWe have a passion for creating an inclusive environment that promotes and values the differences that make each of us stand out as unique individuals and help provide valuable perspective that makes us a better company and employer. More importantly, we recognize that creating a workplace where everyone, regardless of background, can do their best work and thrive is the right thing to do.OFCCP Disclosure: Equal Opportunity Employer/Disabled/VeteransJob applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.

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