Client Service Associate Stone Point Financial Services

Company:  Kestra Financial
Location: Beaver
Closing Date: 06/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description

The Client Service Associate reports to the Financial Advisor and is critical to appropriately leveraging Advisors’ time. This position utilizes excellent customer service and problem-solving skills to confidently provide information and education to clients in a timely, efficient, and professional manner.Essential Duties and ResponsibilitiesAssist in client meeting preparation and follow-up including assembling requisite paperwork, report generation, appointment scheduling and post-meeting documentationManage client needs regarding processing, service, and problem resolution in a timely and accurate manner while ensuring documentation and record keeping adheres to compliance standardsSuccessfully partner with Broker Dealer for new account establishment, account maintenance, and complianceProcess, submit, and service all account paperwork/requests; follow through to completion utilizing paperless procedures (including eSignature) where availableAssist in preparation of consolidated performance reporting on a monthly/quarterly basisMaintain CRM database; define and ensure adherence to appropriate client service modelsManage multiple and competing priorities daily in pursuit of business objectivesKnowledge, Skills, and/or AbilitiesAdvanced computer skills (Outlook, Word, Excel and Power Point) are essentialExcellent communication skills, both verbally and in writingStrong time management and organizational skills; able to work independently and effectively manage multiple tasks at onceAbility to build relationships with clients and internal partners and influence others without direct controlEducation and/or ExperienceBachelor’s degree in a business-related field preferredThe ideal candidate will have 2+ years of experience in the financial services industry allowing for a good understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accountsPrevious experience in the independent financial services culture preferred

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