Improve the compliance department's risk management and controls through the monitoring and testing of their regulatory compliance frameworks.
Client Details
Largest international financial services institution in the world.
Description
Monitor and test regulatory and internal requirement-related controls in business-level procedures or policies and identify control deficiencies
Develop reports of regulatory and internal requirement control deficiencies including documentation of findings and tracking remediation objectives
Ensure written monitoring and testing results are thoroughly documented, clearly understood, and escalated appropriately
Participate in planning, execution, and reporting of compliance assurance reviews and compliance and regulatory issue validation
Stay up to date on federal and state compliance updates and changes to regulations
Support in the development of formal Compliance monitoring and testing policies and procedures, workpapers, etc.
Profile
Must have excellent verbal communication skills
Must be detail-oriented
Bachelor's degree required
Familiarity with U.S. Laws and Regulations
Familiarity with Corporate Banking and Financial Institutions business and relevant products / services (e.g. Letters of Credit, Trade Finance, Clearing)
Superior written and verbal skills in order to communicate with senior management
Job Offer
The opportunity to join an expanding compliance team at one of the largest financial services firms in the world in a market where opportunity for growth is few and far between.
MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender identity or expression, national origin, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and all other qualified applicants.