Xponance is looking for an ethical, teamwork driven compliance professional to provide value to the Legal and Compliance Department as its Senior Compliance Officer. The Senior Compliance Officer will report to the General Counsel & Chief Compliance Officer and will assist in the development and maintenance of the compliance program and regulatory compliance requirements for Xponance and Xponance Alts Solutions. The successful candidate must be knowledgeable about the Investment Advisers Act of 1940 and other regulations applicable to registered investment advisers. The role will have lead responsibility for compliance monitoring and submission of periodic compliance deliverables to clients, as well as submission of certain regulatory filings. The candidate will also be expected to play an active role within the broader investment management industry including participation in industry associations and similar opportunities to shape compliance best practices.
Company Information
Xponance is a distinguished, woman-led, and entirely employee-owned multi-strategy investment firm dedicated to revolutionizing access to alpha for clients and the wider investment community. Established in 1996 by Tina Byles Williams with preliminary AUM of $19 billion as of 9/30/24, our firm specializes in global and non-U.S. equity investment strategies, employing a multi-manager framework that leverages the unique insights and dedication of entrepreneurial, emerging, and diverse managers within a proven strategic framework.
At Xponance, we are committed to driving innovation and delivering value to our clients and the broader investment landscape.
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