Financial Compliance Analyst

A thriving $2 billion retail bank is seeking a Financial Compliance Analyst to join their team. This role is fully remote.

Responsibilities:

• Review and assess financial crime investigations, such as anti-money laundering (AML) and fraud.
• Ensure adherence to internal policies, procedures, and regulatory standards.
• Develop and implement quality control (QC) procedures for financial crime detection and investigation processes.
• Generate comprehensive reports on QC findings, including trends, gaps, and areas for enhancement.
• Analyze and interpret data to identify systemic issues and propose corrective actions.
• Track and report on key performance indicators (KPIs) related to financial crime investigations.
• Collaborate with compliance and risk management teams to optimize financial crime detection and investigation processes.
• Identify opportunities for automating and streamlining QC procedures.
• Support in creating and providing training programs on quality assurance and compliance standards.
• Stay informed on regulatory changes and industry best practices in the realm of financial crimes and compliance.
• Ensure QC practices align with evolving legal and regulatory requirements.
• Act as a liaison between the QC team and other departments, including investigations, legal, and audit teams.
• Provide insights and recommendations to senior management regarding compliance program effectiveness and risk management.