Company:
iStaff Pros
Location: Yorba Linda
Closing Date: 02/11/2024
Hours: Full Time
Type: Permanent
Job Requirements / Description
Financial Planning Specialist:
We are seeking a friendly, motivated, financial professional to help run our retirement department. The activity in our practice is high (about 15+ client meetings per week) thus we like to move quickly. Our highest goal is providing meaningful service and planning to our existing and prospective clients. We prioritize our work in a fast-paced environment with a high level of urgency, we don't miss deadlines, we're proactive in our communication and we are dependable. If this sounds like a team you want to be a part of and if you meet our qualifications, please reach out and introduce yourself.
Must be able to contribute to the team in the following ways:
• Run a complete financial plan that consists of life insurance, college education, retirement, asset allocation, etc.
• Preparing client deliverables, including investment proposals, asset allocation models, fact sheets, 529 comparisons, single fund solutions, alternatives (PE, HF), VUL/VA illustrations with asset allocations, insurance illustrations (Life, DI, LTC) and donor advised funds.
• Act as a liaison between the client and investment operations/home office for movement of funds, including initiating, expediting, and tracking account transfers and rollovers with exceptional follow through and deposit/withdrawal of funds.
• Work with clients to process paperwork to open investment accounts, including managed, brokerage, 529's and variable annuities with proper & compliant documentation (best interest forms, etc.) for various States.
• Fully licensed required to execute trades, rebalance accounts and allocate/reallocate clients' investment accounts.
• Ability to assess and understand an investor's risk profile which will require some data entry, with accuracy and adhering to strict compliance regulations.
• Analyze clients' statements/existing investment portfolios to assess fees and potential dislocation of asset classes.
• Provide ongoing monitoring and rebalancing of investment accounts, concierge service to all clients, and identify tax loss harvesting strategies
• Possess excellent verbal and written communication with team members, prospective clients, and clients.
Qualifications:
• Bachelor's Degree - required (finance, business or economic major preferred)
• 2 years of experience in the investment wealth management field - required
• Series 6 & 63 registrations - required
• Proficiency - a MUST in: Outlook, Zoom software, Adobe Pro Acrobat, Excel worksheets, Word formatting/tables and must possess excellent verbal and written communication skills
• Must be adept in technology and able to learn new software quickly
• Detail-oriented and personable with exceptional follow through
Compensation and Benefits:
• Base Salary: commensurate with experience and licensing
• Medical, Dental, Vision Insurance
• Short-Term Disability Insurance and Group Life Insurance
• Retirement Plan
• Paid Time Off
• Ongoing industry education & credentialing encouraged and paid for by employer
• Performance based bonus structure
We are seeking a friendly, motivated, financial professional to help run our retirement department. The activity in our practice is high (about 15+ client meetings per week) thus we like to move quickly. Our highest goal is providing meaningful service and planning to our existing and prospective clients. We prioritize our work in a fast-paced environment with a high level of urgency, we don't miss deadlines, we're proactive in our communication and we are dependable. If this sounds like a team you want to be a part of and if you meet our qualifications, please reach out and introduce yourself.
Must be able to contribute to the team in the following ways:
• Run a complete financial plan that consists of life insurance, college education, retirement, asset allocation, etc.
• Preparing client deliverables, including investment proposals, asset allocation models, fact sheets, 529 comparisons, single fund solutions, alternatives (PE, HF), VUL/VA illustrations with asset allocations, insurance illustrations (Life, DI, LTC) and donor advised funds.
• Act as a liaison between the client and investment operations/home office for movement of funds, including initiating, expediting, and tracking account transfers and rollovers with exceptional follow through and deposit/withdrawal of funds.
• Work with clients to process paperwork to open investment accounts, including managed, brokerage, 529's and variable annuities with proper & compliant documentation (best interest forms, etc.) for various States.
• Fully licensed required to execute trades, rebalance accounts and allocate/reallocate clients' investment accounts.
• Ability to assess and understand an investor's risk profile which will require some data entry, with accuracy and adhering to strict compliance regulations.
• Analyze clients' statements/existing investment portfolios to assess fees and potential dislocation of asset classes.
• Provide ongoing monitoring and rebalancing of investment accounts, concierge service to all clients, and identify tax loss harvesting strategies
• Possess excellent verbal and written communication with team members, prospective clients, and clients.
Qualifications:
• Bachelor's Degree - required (finance, business or economic major preferred)
• 2 years of experience in the investment wealth management field - required
• Series 6 & 63 registrations - required
• Proficiency - a MUST in: Outlook, Zoom software, Adobe Pro Acrobat, Excel worksheets, Word formatting/tables and must possess excellent verbal and written communication skills
• Must be adept in technology and able to learn new software quickly
• Detail-oriented and personable with exceptional follow through
Compensation and Benefits:
• Base Salary: commensurate with experience and licensing
• Medical, Dental, Vision Insurance
• Short-Term Disability Insurance and Group Life Insurance
• Retirement Plan
• Paid Time Off
• Ongoing industry education & credentialing encouraged and paid for by employer
• Performance based bonus structure
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iStaff Pros