Banking jobs in the UK cover a spectrum of roles within financial institutions, including retail and investment banking. Professionals work in areas such as finance, risk management, customer service, and investment analysis. Key skills involve financial acumen, analytical abilities, and customer relationship management. The industry is highly regulated, requiring compliance and adaptability to market changes. Challenges include intense competition and the need to stay updated on financial trends. Despite these challenges, banking jobs offer substantial career growth and contribute significantly to the UK's financial sector, playing a crucial role in economic stability and financial services.
549 Jobs Found for Dealer Eprocess
Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk ap...
Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk ap...
SVP, Compliance Product Senior Officer - Swap Dealer - C14 (New York)
NewPosted 13 Oct 2024Citigroup IncServes as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk ap...
Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk ap...
Director, Compliance Independent Assessment - Volcker, Swap Dealer and Counterparty Risk & Trading -
NewPosted 17 Oct 2024Hispanic Technology Executive CouncilServes as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets Business; serves as global product lead, managing t...
Director, Compliance Independent Assessment - Volcker, Swap Dealer and Counterparty Risk & Trad[...]
NewPosted 17 Oct 2024CitiServes as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets Business; serves as global product lead, managing...
Overview The Automotive Accounting Clerk performs a variety of general accounting and clerical support tasks related to contracts, dealer trades. reconciling statements, receptionist backup and cross train with other desks to ensure proper coverage at all times. We are looking for an individual with a positive and friendly attitude. Someone who ...
The Compliance Officer will work closely with the members of a team focusing on regulatory broker-dealer compliance issues with respect to monitoring public communications, marketing, licensing/registration, handling customer complaints, recordkeeping requirements, supervision, regulatory filings, etc. The Compliance Officer will serve as the prima...
Position: CCO – Broker-Dealer & Hedge Fund Firm: Yorkville Advisors – Hedge Fund Reports to: COO/CFO Location: Mountainside, NJ Position Summary Highly successful, 20+ year old boutique hedge fund is seeking a CCO who has ideally served as a CCO for both a Broker-Dealer and Hedge Fund. Yorkville is currently registered as an RIA with the SEC ...
About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams in a fast-paced environment. You'll be responsible for ensuring compliance with FINRA and SEC rules alo...