Banking jobs in the UK cover a spectrum of roles within financial institutions, including retail and investment banking. Professionals work in areas such as finance, risk management, customer service, and investment analysis. Key skills involve financial acumen, analytical abilities, and customer relationship management. The industry is highly regulated, requiring compliance and adaptability to market changes. Challenges include intense competition and the need to stay updated on financial trends. Despite these challenges, banking jobs offer substantial career growth and contribute significantly to the UK's financial sector, playing a crucial role in economic stability and financial services.
549 Jobs Found for Dealer Eprocess
PACCAR is a Fortune 200 company established in 1905. PACCAR Inc is recognized as a global leader in the commercial vehicle, financial, and customer service fields with internationally recognized brands such as Kenworth, Peterbilt, and DAF trucks. PACCAR is a global technology leader in the design, manufacture, and customer support of high-quality ...
Director, Compliance - Alternative Investments Locations: Smithfield, RI; Boston, MA; Covington, KY; Westlake, TX; Merrimack, NH Time Type: Full time Posted on: Posted Yesterday Job Requisition ID: 2100376 Job Description: The Role The Compliance Director position is a senior role within the Wealth and Brokerage (W&B) Compliance team, respo...
Treasury Operations Associate Selby JenningsManhattan, United States Apply now Posted 3 days ago | Hybrid Job | Permanent | Negotiable I am working with a fast-growing Broker Dealer company that is a leading force in the financial services industry, specializing in brokerage and investment solutions. Known for facilitating the trading of variou...
Anti-Money Laundering (Know Your Customer) - Account opening/screening processSuspicious Activity Review (SAR) filingsParticipate in Fraud Detection CommitteeMentor junior team membersClient Due Diligence Questionnaires15a-6 account opening and monitoringEmployee Continuing EducationEmployee Trade ApprovalMarketing ReviewMaintaining internal Watch...
Our client is seeking a detail-oriented compliance professional to join their team. This position offers a chance to contribute to a dynamic team and support regulatory and compliance functions, including managing broker-dealer activities and distribution efforts. The role focuses on ensuring compliance with various regulatory frameworks while assi...
Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer. The selected candidates will be responsible for supporting the firm's overall compliance program includi...
Siebert Williams Shank & Co., LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer. The selected candidates will be responsible for supporting the firm’s overall compliance program includi...
Phillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both yo...
Our client, a well-known Financial Services firm, is looking to add a Senior Compliance Manager to their team! Responsibilities of this position include maintaining firm-wide compliance with new and established policies and procedures, engaging with external regulators (including FINRA and the SEC) during regulatory examinations, and overseeing the...
DIVISION : U.S. Energy POSITION SUMMARY After a dealer signs their contract with U.S. Energy, the Customer Account Representative (CAR) becomes their primary day-to-day contact on issues pertaining to store operations, major oil brand offerings, Mystery Shop scores, and P3 program upsell opportunities. The CAR's ultimate goal is customer retention...