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92 Jobs Found for Societe Generale
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulati...
Chief Compliance Officer, Registered Investment Advisor
NewPosted 04 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulati...
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as the Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regu...
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as the Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regu...
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules...
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules,...
Chief Compliance Officer, Registered Investment Advisor
NewPosted 05 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulati...
Vice President - Investment Grade Credit Sales
NewPosted 05 Nov 2024SGS Société Générale de Surveillance SAResponsibilities The US Credit Sales desk serves as a one-stop-shop in the credit space to address evolving client needs by providing them with both access to the primary calendar as well as liquidity in secondary markets. The objective of the group is to centralize the origination and distribution functions to ensure complete coordination and prio...
Vice President - Investment Grade Credit Sales
NewPosted 04 Nov 2024SGS Société Générale de Surveillance SAResponsibilities The US Credit Sales desk serves as a one-stop-shop in the credit space to address evolving client needs by providing them with both access to the primary calendar as well as liquidity in secondary markets. The objective of the group is to centralize the origination and distribution functions to ensure complete coordination and prio...
Vice President - Investment Grade Credit Sales
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities The US Credit Sales desk serves as a one-stop-shop in the credit space to address evolving client needs by providing them with both access to the primary calendar as well as liquidity in secondary markets. The objective of the group is to centralize the origination and distribution functions to ensure complete coordination and prio...