Guggenheim Securities Jobs October 2024

Description Job Summary Under intermittent supervision, uses knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state laws, and other applicable rules and regulations. Primary focus will be the design and implementation of portfolio management monitoring...

Korn Ferry has partnered with our client on their search for the role, Senior Counsel. JOB SUMMARY An experienced attorney with a securities/investments and transactional background to work at the direction of the Deputy General Counsel. Role is expected to spend significant time in support of the University’s Investments Team that manages the Un...

Investment Funds Associate – Global Am Law 50 Firm About the Position: We are working with a global Am Law 50 Firm that has an immediate need for a registered funds lawyer (3 or more years of experience) to join its Chicago office as an associate and work on all aspects of fund formation, operations, and compliance. This leading practice has a glob...

We are looking to speak with litigation Associates to join our client’s Financial Services group in San Francisco. This is an excellent opportunity for an attorney to resume significant responsibility in the litigation of commercial disputes in federal and state court and/or arbitral forums, including: Drafting pleadings Brief writing Motion practi...

Investment Compliance Lead - Chicago Hybrid- 3 days onsite, 2 days WFH Position Summary The Investment Compliance function is responsible for ensuring compliance with regulatory, prospectus, client-directed, and internal investment and operational restrictions for every portfolio. The Manager of Investment Compliance is responsible for the ma...

Investment Funds Regulatory Associate Attorney Company Name: BCG Attorney Search Experience: 2-10 years required Location: Chicago, IL, United States Posted on: Jul 15, 2024 Valid Through: Aug 14, 2024 Profile A law firm in Chicago, IL, is seeking an Investment Funds Regulatory Associate Attorney with 4-5 years of experience in Investment Managemen...

At Nixon Peabody, our priority is to attract, retain, and promote talented individuals from a wide range of racial, ethnic, social, economic, religious, and personal backgrounds, genders and sexual orientations. Therefore, we encourage talented individuals with diverse backgrounds and experiences to apply.Through our Resident Attorney program, we p...

First Merchants Bank is seeking a Senior Financial Advisor to join our team. This position will facilitate the sale and service of securities, annuities, registered investment advisory products and life insurance to qualified clients. Expand client relationships by emphasizing the origination of new business, expanding current business and providin...

About the Company: TPG Staffing LLC is a leading national staffing agency based in New Jersey providing businesses and job applicants with quality opportunities in a wide range of industries. We believe in getting the right person for the right job and the right job for the person. About the Role: Our client, a Global Family Office (GFO) soluti...

Req ID: 75641 Location: Phoenix -PHOE Areas of Interest: Financial Advisor; Investment Management; Investment Sales; Sales; Wealth Management Pay Transparency Salary Range: Not Available Application Deadline: 11/03/2024 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, Inc. and BOK Financial Private Wealth, Inc. BOKF...