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216 Jobs Found for Guggenheim Securities in New York
OverviewJob PurposeNYSE Information Technology Compliance ("ITC") is seeking an IT Compliance Analyst to join its growing team. ITC is responsible for the development, implementation, and management of a comprehensive risk-based IT compliance program designed to support the company's overall compliance with regulations, laws, and corporate policies...
Position Overview At Apollo, we're a global team of alternative investment managers passionate about delivering uncommon value to our investors and shareholders. With over 30 years of proven expertise across Private Equity, Credit and Real Estate, regions and industries, we're known for our integrated businesses, our strong investment performance,...
Job Title: Compliance Analyst- US Control Room Location: In office New York, NY Firm Overview: Cantor Fitzgerald is a diversified company primarily specializing in financial and real estate services for institutional and corporate customers operating in the global financial and commercial real estate markets. Since 1945, we have successfully built...
About the Team: The Global Markets Pre-Trade IT team is responsible for providing Global Macro (Rates, FX), Equity/Securities Lending and Credit businesses with reliable and time-sensitive IT solutions to meet their needs. The team is involved in the different phases of application development: user needs collection, analysis, design, implementati...
About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P Global Ratings data and technology activities from a Compliance, Risk & Internal Contr...
About the Role: Grade Level (for internal use): 12 The Team: Working with Compliance Officers and the Risk & Internal Controls team globally, the Data & Technology Covering Compliance Officer will be a direct liaison and a point of escalation contact for S&P Global Ratings data and technology activities from a Compliance, Risk & Internal Contr...
Overview Technical Product Manager - Blockchain/Digital Assets Bring your ideas. Make history. BNY Mellon offers an exciting array of future-forward careers at the intersection of business, finance, and technology. We are one of the world's top asset management and banking firms that manages trillions of dollars in assets, custody and/or administ...
Responsibilities Global Banking Technology & Operations (GBTO) delivers day-to-day services to Global Banking & Investor Solutions (GBIS) Business Units and their clients. With IT & Operations teams working side by side under the same leadership, the goal of GBTO is to meet the evolving needs of its clients and market requirements, as well as anti...
Overview Job Purpose NYSE Information Technology Compliance ("ITC") is seeking an IT Compliance Analyst to join its growing team. ITC is responsible for the development, implementation, and management of a comprehensive risk-based IT compliance program designed to support the company's overall compliance with regulations, laws, and corporate po...
Duties: We are seeking a Senior Business Analyst, Technology, to play a crucial role in the analysis and development of a consolidated order data store across different asset classes. They will collaborate with Trading Desks (Equity, Option, Fixed Income, Mutual Fund and Structured Products), Compliance/Legal and Technology Teams. The successful c...