Pawlicy Advisor Jobs in New York November 2024

Job Description As a Membership Sales Advisor, you are an Equinox brand ambassador. You are passionate about health and fitness, exciting others by encouraging their potential. You are the expert on all the club’s amenities, features, and programs. You’re responsible for building lasting relationships with prospective and current members, ensuring ...

Sr. Advisor, Compliance- Corporate & Investment Banking Country: United States of America Job Description Summary The Sr. Advisor, Compliance serves as a subject matter expert for AML and ABAC advisory, with special focus on Global Transaction Banking products and Corporate and Investment Banking products, to ensure documents, projects, processe...

Responsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulati...

As a member of the Redfin Sales Support team, you'll be the first point of contact for potential customers via phone, text, or email and educate them about the benefits of working with Redfin to buy or sell a home. From our cutting-edge technology to our in-depth training and supportive team environment, we've got you covered. Your love of real est...

Responsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules...

Responsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as the Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regu...

Responsibilities Day-to-Day Responsibilities: Covers primarily Central Clearing Counterparties (CCPs), Financial Institutions, Broker Dealers, and Pension Fund. Supports Sales on client pitching by providing risk information with the necessary explanation on the risk measures applied to the client’s portfolio. Assists in due diligence meetings fo...

Responsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules...

Responsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regulati...

Responsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as the Securities Act of 1933, Securities Exchange Act of 1934, and related rules, reg...