Welcome to the bustling job market of New York City, where opportunities abound in every corner of the concrete jungle. From finance to fashion, technology to theater, and everything in between, the city that never sleeps offers a diverse array of career paths to suit every passion and skill set. Whether you're seeking a fast-paced role on Wall Street, a creative position in the heart of Brooklyn's burgeoning art scene, or a chance to make a difference in one of the city's many nonprofit organizations, you'll find no shortage of exciting possibilities here. Browse our job board below to discover the latest openings and take the next step in your New York City career journey
2050 Jobs Found for Pawlicy Advisor in New York
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities: Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as the Securities Act of 1933, Securities Exchange Act of 1934, and related rules, reg...
Chief Compliance Officer, Registered Investment Advisor
NewPosted 04 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, Securities Act of 1933, Securities Exchange Act of 1934, and related rules and regulations. Prov...
Chief Compliance Officer, Registered Investment Advisor
NewPosted 04 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as the Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regu...
Prime Services Risk Advisor - Vice President
NewPosted 04 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Day-to-Day Responsibilities: Portfolio Analysis, Front Office and Client Interaction Covers primarily Central Clearing Counterparties (CCPs), Financial Institutions, Broker Dealers, and Pension Fund. Supports Sales on client pitching by providing risk information with the necessary explanation on the risk measures applied to the ...
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance with the Investment Company Act of 1940, as well as the Securities Act of 1933, Securities Exchange Act of 1934, and related rules, regu...
Prime Services Risk Advisor - Vice President
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Day-to-Day Responsibilities: Covers primarily Central Clearing Counterparties (CCPs), Financial Institutions, Broker Dealers, and Pension Fund. Supports Sales on client pitching by providing risk information with the necessary explanation on the risk measures applied to the client’s portfolio. Assists in due diligence meetings fo...
Chief Compliance Officer, Registered Investment Advisor
NewPosted 04 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules...
Prime Services Risk Advisor - Vice President
NewPosted 05 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Day-to-Day Responsibilities: Covers primarily Central Clearing Counterparties (CCPs), Financial Institutions, Broker Dealers, and Pension Fund. Supports Sales on client pitching by providing risk information with the necessary explanation on the risk measures applied to the client’s portfolio. Assists in due diligence meetings fo...
Chief Compliance Officer, Registered Investment Advisor
NewPosted 05 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules...
Sr. Advisor, Compliance- Corporate & Investment BankingCountry: United States of AmericaJob Description SummaryThe Sr. Advisor, Compliance serves as a subject matter expert for AML and ABAC advisory, with special focus on Global Transaction Banking products and Corporate and Investment Banking products, to ensure documents, projects, processes or p...