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201 Jobs Found for Ice Intercontinental Exchange in Union City
Chief Compliance Officer, Registered Investment Advisor
Posted 30 Oct 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules...
The objective of the Chief Investment Office is to manage the Firm's structural risk through involvement in various market sectors and currencies including structural interest rate and foreign exchange risk. Products utilized include fixed income securities, interest rate swaps, and credit related products. The Finance Division of the Chief Investm...
Financial Services - Regulatory Compliance - Capital Markets - Senior
Posted 30 Oct 2024Ernst & Young Advisory Services Sdn BhdPress Tab to Move to Skip to Content Link Location: New York Other locations: Anywhere in Region Requisition ID: 1508440 EY focuses on high-ethical standards and integrity among its employees and expects all candidates to demonstrate these qualities. At EY, you’ll have the chance to build a career as unique as you are, with...
Role: Payroll Tax AnalystLocation: RemoteDuration: 03 Month Responsibilities and Impact: Register for new tax accounts for multiple entities and jurisdictions. Stay updated with federal, state, and local tax regulations. Collaborate with internal teams to ensure compliance. Basic Required Qualifications: Minimum 5 years payroll tax experie...
Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 corresponde...
Chief Compliance Officer, Registered Investment Advisor
NewPosted 05 Nov 2024SGS Société Générale de Surveillance SAResponsibilities Implement and/or maintain a comprehensive investment advisory compliance program for SEC Registered Investment Advisor (“RIA”) affiliates of Société Générale in the Americas to ensure compliance and practices with Investment Company Act of 1940, as well as Securities Act of 1933, Securities Exchange Act of 1934, and related rules...
Asset and Wealth Management- Private Wealth Management Operations- Vice President- New York
Posted 30 Oct 2024Goldman SachsOUR IMPACT The Customer Identification Program (CIP) team partners with Private Wealth Management (PWM) teams and Compliance to ensure account documentation and client/entity information fully meet regulatory requirements, country-specific policies, and internal controls standards. Our team possesses a comprehensive knowledge of legal entity types...
Role: Payroll Tax AnalystLocation: RemoteDuration: 03 Month Responsibilities and Impact: Register for new tax accounts for multiple entities and jurisdictions. Stay updated with federal, state, and local tax regulations. Collaborate with internal teams to ensure compliance. Basic Required Qualifications: Minimum 5 years payroll tax experie...
Position Title: Municipals, Public Finance - Senior Director Entity: Kroll Bond Rating Agency, LLC Employment Type: Full Time Location: New York Summary/Overview: KBRA (Kroll Bond Rating Agency, LLC) is seeking a Senior Director for its U.S. Public Finance Team. Based in New York , the ideal candidate will have deep background in municipal finan...
Role: Payroll Tax AnalystLocation: RemoteDuration: 03 Month Responsibilities and Impact: Register for new tax accounts for multiple entities and jurisdictions. Stay updated with federal, state, and local tax regulations. Collaborate with internal teams to ensure compliance. Basic Required Qualifications: Minimum 5 years payroll tax experie...