Spruce Street Compliance Jobs October 2024

411924 Jobs Found for Spruce Street Compliance

Location: Bethesda, Maryland (Hybrid) Compensation: $125k-$150k base + 15%-20% percent bonus Responsibilities: • Work with the firm’s General Counsel & CCO in managing the firm’s overall compliance program including supporting the Code of Ethics and ensuring compliance with regulatory requirements • Manage the compliance calendar • Handle email ...

NO THIRD PARTIES PLEASE!! This role involves implementing a new reporting module, refining policies around conflict of interest and federal funding disclosures, and enhancing the user experience of our compliance systems. We're looking for a candidate with a strong background in compliance, excellent communication skills, and the ability to interpr...

Job Posting: Senior Compliance Analyst Location: Scottsdale, AZ Industry: Life Insurance Employment Type: Full-time About Us: Our Client is committed to maintaining the highest standards of integrity and compliance within the life insurance industry. We are seeking a seasoned Senior Compliance Analyst to join our team and play a crucial role in...

Position: Compliance Specialist Location: Lexington, MA (Hybrid – 4 days onsite) Length: 3+ years Job Description: Our client is seeking a dynamic Compliance Specialist who will play a crucial role in ensuring that the organization adheres to all local and federal regulations, with a specific focus on FAR and DFAR regulations. This position off...

Job Overview PINE Advisor Solutions ("PINE") is a dynamic organization that provides institutional-quality, outsourced solutions for funds and investment managers. The PINE team is driven by the belief that we are contributing to something remarkable, and we are currently seeking a qualified candidate who can excel within our collaborative & inno...

Compliance Manager

NewPosted 19 Oct 2024BMG Money

About the Company At BMG Money, we help people solve unexpected financial problems affordably. Our team members draw from many years of experience at leading banks, fintechs, law firms, and governments. We all share one vision—we help employees borrow and improve their financial quality of life. BMG embraces innovation, is committed to quality, and...

Are you a college graduate looking for a challenging and rewarding career? Do you enjoy the satisfaction of making sure that information is accurate? Do you want to be part of a large team where the leadership is focused on your development and success? In this entry level payroll auditor role, you may have found your perfect fit! What you'll be do...

Perform investment banking compliance at an entry level. Client Details Top global financial services firm that provides best in class services, training, and opportunity for growth. Description Your responsibilities will include preparing regulatory filings, collaborating with compliance staff to support the firm's business units, designing a...

£125 - £150 Per Annum

The cybersecurity Compliance Consultant provides regulatory, administrative, and educational support for the implementation of cybersecurity frameworks and compliance issues for clients wishing to implement one of Covenant Global’s key security frameworks. Compliance Consultant Duties & Responsibilities Ensure compliance with all applicable laws a...

£125 - £150 Per Annum

Vous cherchez un milieu de travail axé sur le soutien et la collaboration, avec des équipes formidables et des gestionnaires inspirants? Vous êtes au bon endroit. Nous sommes à la recherche de personnes ambitieuses qui partagent nos valeurs et qui veulent améliorer le quotidien des gens partout dans le monde. Vous vous reconnaissez? La carrière déc...

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